SAMCO Disclosure

This Disclosure Statement is provided by SAMCO Capital Markets, Inc. (“SAMCO”). This Disclosure Statement provides information regarding the “Investor and Municipal Advisory Client Education and Protection” rule required to be disclosed to clients pursuant to the Municipal Securities Rulemaking Board (“MSRB”) Rule G-10.  Rule G-10 mandates that SAMCO provide this information once each calendar year during the course of a municipal advisory relationship. 

1. SAMCO is registered with the U.S. Securities and Exchange Commission and the MSRB;
2. The website address for the MSRB is: www.msrb.org;
3. A municipal advisory client brochure is posted on the MSRB website.  The brochure describes the protections that may be provided by the MSRB rules and how to file a complaint with an appropriate regulatory authority.  In addition to the MSRB website, SAMCO has attached the brochure with this disclosure.

Debt Transparency

Texas Bond Review: http://www.brb.state.tx.us/local_debt_search.aspx

Comptroller:https://comptroller.texas.gov/transparency/local/debt/isds.php

For more information, view report from the Municipal Advisory Council of Texas